Risk Management
S3 CACEIS Brasil

S3 Caceis performs risk management, considering regulatory requirements and best market practices, based on integrated risk management.

Aiming at effective management, it adopts the principles of action in 3 lines of defense, namely:

1st Line: Risk Management – Business Functions and Business Support that generate risks and have a primary responsibility for managing those risks.

2nd Line: Risk Control and Supervision – Risk Control functions that control risk exposures, provide supervision and inquiry, in addition to enabling a holistic view of risk across the business.

3rd Line: Risk Assessment – Internal audit that provides an independent review.

Although each of the three lines of defense has a separate organizational structure and level of independence, they must cooperate, where required, to ensure that business objectives are reached.