S3 Caceis performs risk management, considering regulatory requirements and best market practices, based on integrated risk management.

Aiming at effective management, it adopts the principles of action in 3 lines of defense, namely:

1st Line: Risk Management – Business Functions and Business Support that generate risks and have a primary responsibility for managing those risks.

2nd Line: Risk Control and Supervision – Risk Control functions that control risk exposures, provide supervision and inquiry, in addition to enabling a holistic view of risk across the business.

3rd Line: Risk Assessment – Internal audit that provides an independent review.

Although each of the three lines of defense has a separate organizational structure and level of independence, they must cooperate, where required, to ensure that business objectives are reached.